SEC Approves 2016 PCAOB Budget and Accounting Support Fee March 14, 2016 (Litigation Release No. 51) The SEC approved the Public Company Accounting Oversight Board (PCAOB) annual budget and accounting support fee for 2016 which is a task that SEC is required to do annually according to the Sarbanes-Oxley Act. The Sarbanes-Oxley Act of 2002 was established in efforts of the SEC to oversee and approve the PCAOB's accounting support fee and budget which funds its...
SEC Announces 2016 Examination Priorities January 11, 2016 (Litigation Release No. 4) The SEC has announced its new 2016 priorities for its Office of Compliance Inspections and Examinations. The new priorities center around liquidity controls, public pension advisers, product promotion, exchange-traded funds, and variable annuities.
Julie M. Riewe, Co-Chief of Asset Management Unit, to Leave SEC After 10 Years of Service January 11, 2016 (Litigation Release No. 5)...